Maverick Merger Sub 2, LLC — Director's Dealing 2018

Feb 15, 2018

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: WMIH CORP. (WMIH)
CIK: 0000933136
Period of Report: 2018-02-12

Reporting Person: KKR Wand Holdings Corp (N/A)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series A Convertible Preferred Stock	$1.1		Common Stock (10065629)		Direct
Warrants	$1.32	2019-01-30	Common Stock (30700000)		Direct
Warrants	$1.43	2019-01-30	Common Stock (30700000)		Direct

Footnotes

F1: The Series A Convertible Preferred Stock is immediately convertible.

F2: Reflects securities directly held by KKR Wand Holdings Corporation ("KKR Wand Holdings"). These securities were previously held directly by KKR Fund Holdings L.P. which contributed such securities to KKR Wand Holdings on February 12, 2018. The sole directors and holders of voting stock of KKR Wand Holdings are Christopher Harrington and Tagar Olson, each of which is an executive of Kohlberg Kravis Roberts & Co. L.P., which is an affiliate of KKR Fund Holdings L.P. KKR Fund Holdings L.P. owns 100% of the economic interest in KKR Wand Holdings.

F3: KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings L.P. is the sole shareholder of KKR Fund Holdings GP Limited and a general partner of KKR Fund Holdings L.P. KKR Group Limited is the general partner of KKR Group Holdings L.P. KKR & Co. L.P. is the sole shareholder of KKR Group Limited. KKR Management LLC is the general partner of KKR & Co. L.P. Henry R. Kravis and George R. Roberts are officers and the designated members of KKR Management LLC.

F4: The warrants are immediately exercisable.