Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Maverick Merger Sub 2, LLC Director's Dealing 2008

Jul 12, 2008

30445_dirs_2008-07-11_627048bb-30e3-44b4-97e7-529bed8212ea.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4/A — Form 4/A

Issuer: WASHINGTON MUTUAL, INC ("WM")
CIK: 0000933136
Period of Report: 2008-01-18

Reporting Person: Brooks Alfred R (EVP,President Commercial Group)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2008-01-18 Common D 9809.376 Disposed 55092.434 Direct
2008-01-18 Common F 363.673 $13.550 Disposed 54728.761 Direct
2008-01-18 Common D 4403.612 $13.550 Disposed 50325.149 Direct
2008-01-18 Common D 1781.632 $13.550 Disposed 48543.517 Direct
2008-01-22 Common A 42000 Acquired 90543.517 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2008-01-22 Stock Option (Right to Buy) $14.770 A 360000 Acquired 2015-01-22 Common (360000.000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common 135.649 Indirect

Footnotes

F1: Disposition back to the Company of previously-awarded shares of restricted stock that were forfeited due to the Company not achieving specified performance criteria.

F2: Shares of vested restricted stock withheld to satisfy withholding obligations.

F3: The amendment corrects a discrepancy discovered during an administrative review; the number of shares withheld to cover taxes was originally reported as 649.722 shares.

F4: Upon the vesting of restricted stock, the Reporting Person deferred the receipt of the shares of common stock into the Washington Mutual Deferred Compensation Plan ("DCP"). As a result, the Reporting Person is reporting the disposition of shares of common stock to the Issuer pursuant to the DCP.

F5: Grant of restricted stock pursuant to the Amended and Restated 2003 Equity Incentive Plan as part of the Reporting Person?s annual equity compensation award. Shares vest in two equal installments on January 22, 2010 and 2011, respectively, subject to the Company?s achievement of specified performance criteria.

F6: Grant of stock options pursuant to the Amended and Restated 2003 Equity Incentive Plan as part of the Reporting Person?s annual equity compensation award. The stock options vest 100% on the earlier of (i) January 22, 2011 or (ii) the NYSE-reported trading price of the Company?s common stock closing at $26 or more per share for 15 consecutive trading days.