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Maverick Merger Sub 2, LLC — Director's Dealing 2008
Jul 12, 2008
30445_dirs_2008-07-11_720bfdcf-e7a8-413a-98ac-36baef9e9b59.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: WASHINGTON MUTUAL, INC ("WM")
CIK: 0000933136
Period of Report: 2005-08-01
Reporting Person: ROTELLA STEPHEN J (President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2005-08-01 | Common | D | 87955.731 | $42.500 | Disposed | 276680.956 | Direct |
| 2005-08-01 | Common | F | 2006.858 | $42.500 | Disposed | 274674.098 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2005-08-01 | Phantom Stock | $ | A | 87955.731 | Acquired | Common (87955.731) | Direct | |
| 2005-08-01 | Phantom Stock | $ | D | 87955.731 | Disposed | Common (87955.731) | Direct |
Footnotes
F1: Deferral of vested restricted stock into the Washington Mutual, Inc. (''WM'') Deferred Compensation Plan.
F2: Value equal to the market price of WM common stock on a one-for-one basis.
F3: WM phantom stock units settled in cash upon payment commencement date selected by the Reporting Person.
F4: This Form amends the Form 4 previously filed on August 3, 2005 to reflect Mr. Rotella's deferral of 87,955.731 shares of common stock into a non stock based method of earnings accrual pursuant to the Washington Mutual, Inc. Deferred Compensation Plan for Directors and Certain Highly Compensated Employees. (the ''DCP''). Due to an administrative error, Mr. Rotella's original Form 4 reflected a deferral of 87,955.731 shares of common stock into the phantom stock method of earnings acrrual in the DCP. Mr. Rotella did not originally acquire, and is not now disposing of, the phantom stock units originally reported as acquired on August 1, 2005.