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MATTEL INC /DE/ — Director's Dealing 2024
Apr 30, 2024
30976_dirs_2024-04-30_da6e4579-c78a-4960-af1c-4b0d5e2cdd1f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MATTEL INC /DE/ (MAT)
CIK: 0000063276
Period of Report: 2024-04-28
Reporting Person: DISILVESTRO ANTHONY (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-04-28 | Common Stock | M | 18906 | — | Acquired | 182553 | Direct |
| 2024-04-28 | Common Stock | F | 8431 | $18.36 | Disposed | 174122 | Direct |
| 2024-04-29 | Common Stock | M | 12726 | — | Acquired | 186848 | Direct |
| 2024-04-29 | Common Stock | F | 5612 | $18.49 | Disposed | 181236 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-04-28 | Restricted Stock Units | $ | M | 18906 | Disposed | Common Stock (18906) | Direct | |
| 2024-04-29 | Restricted Stock Units | $ | M | 12726 | Disposed | Common Stock (12726) | Direct |
Footnotes
F1: As reported on a Form 4 dated April 28, 2023 and filed on May 2, 2023, the Reporting Person received a grant of 57,292 Restricted Stock Units ("RSUs" or "Units") on April 28, 2023. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On April 28, 2024, the first 33% of these RSUs vested, resulting in the issuance of 18,906 shares of Mattel, Inc. Common Stock.
F2: Pursuant to the terms of the April 28, 2023 RSU grant, 8,431 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
F3: As reported on a Form 4 dated April 29, 2022 and filed on May 3, 2022, the Reporting Person received a grant of 38,564 RSUs on April 29, 2022. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On April 29, 2024, the second 33% of these RSUs vested, resulting in the issuance of 12,726 shares of Mattel, Inc. Common Stock.
F4: Pursuant to the terms of the April 29, 2022 RSU grant, 5,612 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.