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MATTEL INC /DE/ Director's Dealing 2023

Aug 4, 2023

30976_dirs_2023-08-04_af64a6a2-9219-4d7f-8195-8b67a85c4b2f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MATTEL INC /DE/ (MAT)
CIK: 0000063276
Period of Report: 2023-08-02

Reporting Person: Isaias Zanatta Roberto Jacobo (EVP & Chief Supply Chain Offr)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-08-02 Common Stock M 5930 Acquired 131053 Direct
2023-08-02 Common Stock F 2941 $21.25 Disposed 128112 Direct
2023-08-04 Common Stock S 25000 $20.362 Disposed 103112 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-08-02 Restricted Stock Units $ M 5930 Disposed Common Stock (5930.0) Direct

Footnotes

F1: As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 17,971 Restricted Stock Units ("RSUs" or "Units") on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2023, the second 33% of these RSUs vested, resulting in the issuance of 5,930 shares of Mattel, Inc. Common Stock.

F2: Pursuant to the terms of the August 2, 2021 RSU grant, 2,941 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

F3: This transaction was executed in multiple trades at prices ranging from $20.36 to $20.38. The price reported reflects the weighted average purchase price, rounded to the nearest tenth of a cent. The Reporting Person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.