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MATTEL INC /DE/ — Director's Dealing 2022
Feb 1, 2022
30976_dirs_2022-02-01_e4eb7ee1-957f-4e7e-ae46-62420cc1d885.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MATTEL INC /DE/ (MAT)
CIK: 0000063276
Period of Report: 2022-01-29
Reporting Person: Anschell Jonathan (EVP Chief Legal Officer & Sec)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-29 | Common Stock | M | 6146 | — | Acquired | 6146 | Direct |
| 2022-01-29 | Common Stock | F | 2389 | $20.90 | Disposed | 3757 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-01-29 | Restricted Stock Units | $ | M | 6146 | Disposed | Common Stock (6146.0) | Direct |
Footnotes
F1: As reported on a Form 4 dated January 29, 2021 and filed on February 2, 2021, the Reporting Person received a grant of 18,626 Restricted Stock Units ("RSUs" or "Units") on January 29, 2021. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On January 29, 2022, the first 33% of these RSUs vested, resulting in the issuance of 6,146 shares of Mattel, Inc. Common Stock.
F2: Pursuant to the terms of the January 29, 2021 RSU grant, 2,389 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.