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MATTEL INC /DE/ — Director's Dealing 2022
Aug 3, 2022
30976_dirs_2022-08-03_e3cd8b57-aa85-4664-b131-cc90495fceba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MATTEL INC /DE/ (MAT)
CIK: 0000063276
Period of Report: 2022-08-01
Reporting Person: Hugh Yoon J. (SVP & Corporate Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-08-01 | Common Stock | M | 3753 | — | Acquired | 26246 | Direct |
| 2022-08-01 | Common Stock | F | 1298 | $23.16 | Disposed | 24948 | Direct |
| 2022-08-02 | Common Stock | M | 2824 | — | Acquired | 27772 | Direct |
| 2022-08-02 | Common Stock | F | 977 | $23.13 | Disposed | 26795 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-08-01 | Restricted Stock Units - Granted 08/01/2019 | $ | M | 3753 | Disposed | Common Stock (3753) | Direct | |
| 2022-08-02 | Restricted Stock Units | $ | M | 2824 | Disposed | Common Stock (2824) | Direct |
Footnotes
F1: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 11,038 Restricted Stock Units ("RSUs" or "Units") on August 1, 2019. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2022, the final 34% of these RSUs vested, resulting in the issuance of 3,753 shares of Mattel, Inc. Common Stock.
F2: Pursuant to the terms of the August 1, 2019 RSU grant, 1,298 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
F3: As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 8,558 RSUs on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2022, the first 33% of these RSUs vested, resulting in the issuance of 2,824 shares of Mattel, Inc. Common Stock.
F4: Pursuant to the terms of the August 2, 2021 RSU grant, 977 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.