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MATTEL INC /DE/ — Director's Dealing 2020
Aug 12, 2020
30976_dirs_2020-08-12_9785de28-91b0-416f-bc0f-e1a71b028101.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MATTEL INC /DE/ (MAT)
CIK: 0000063276
Period of Report: 2020-08-10
Reporting Person: EUTENEUER JOSEPH J (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-10 | Common Stock | M | 51902 | — | Acquired | 159724 | Direct |
| 2020-08-10 | Common Stock | F | 25736 | $11.66 | Disposed | 133988 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-10 | Restricted Stock Units | $ | M | 16538 | Disposed | Common Stock (16538.0) | Direct | |
| 2020-08-10 | Restricted Stock Units | $ | M | 16538 | Disposed | Common Stock (16538.0) | Direct | |
| 2020-08-10 | Restricted Stock Units | $ | M | 18375 | Disposed | Common Stock (18375.0) | Direct | |
| 2020-08-10 | Restricted Stock Units | $ | M | 285 | Disposed | Common Stock (285.0) | Direct | |
| 2020-08-10 | Restricted Stock Units | $ | M | 166 | Disposed | Common Stock (166.0) | Direct |
Footnotes
F1: Restricted stock units convert to common stock on a one-for-one basis.
F2: Represents shares withheld to satisfy required tax obligations.
F3: Upon vesting, restricted stock units convert to common stock on a one-for-one basis, and there is no expiration date. Represents a prorated portion of the shares that were scheduled to vest on September 29, 2020, but which became vested in connection with the reporting person's termination of employment on August 10, 2020.
F4: Upon vesting, restricted stock units convert to common stock on a one-for-one basis, and there is no expiration date. Represents a prorated portion of the shares that were scheduled to vest on August 1, 2021, but which became vested in connection with the reporting person's termination of employment on August 10, 2020.
F5: Upon vesting, restricted stock units convert to common stock on a one-for-one basis, and there is no expiration date. Represents a prorated portion of the shares that were scheduled to vest on August 1, 2021 and August 1, 2022, but which became vested in connection with the reporting person's termination of employment on August 10, 2020.