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MATTEL INC /DE/ — Director's Dealing 2019
Apr 1, 2019
30976_dirs_2019-04-01_bc6b925c-4521-465d-b1fd-2186c37bda2c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MATTEL INC /DE/ (MAT)
CIK: 0000063276
Period of Report: 2019-03-31
Reporting Person: Isaias Roberto J (EVP & Chief Supply Chain Offr)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-31 | Common Stock | M | 1012 | — | Acquired | 2470 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-31 | Restricted Stock Units - Granted 03/31/2016 | $ | M | 1012 | Disposed | Common Stock (1012.0) | Direct |
Footnotes
F1: As reported on a Form 3 dated February 18, 2019 and filed on February 28, 2019, the Reporting Person received a grant of 2,974 Restricted Stock Units ("RSUs" or "Units") on March 31, 2016. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On March 31, 2019, the remaining 34% of these RSUs vested, resulting in the issuance of 1,012 shares of Mattel, Inc. Common Stock.