MATTEL INC /DE/ — Director's Dealing 2019

Sep 30, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MATTEL INC /DE/ (MAT)
CIK: 0000063276
Period of Report: 2019-09-29

Reporting Person: EUTENEUER JOSEPH J (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-09-29	Common Stock	M	21318	—	Acquired	83666	Direct
2019-09-29	Common Stock	F	10570	$11.255	Disposed	73096	Direct
2019-09-29	Common Stock	M	19186	—	Acquired	92282	Direct
2019-09-29	Common Stock	F	9513	$11.255	Disposed	82769	Direct
2019-09-29	Common Stock	M	19186	—	Acquired	101955	Direct
2019-09-29	Common Stock	F	9513	$11.255	Disposed	92442	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-09-29	Restricted Stock Units	$	M	21318	Disposed		Common Stock (21318.0)	Direct
2019-09-29	Restricted Stock Units	$	M	19186	Disposed		Common Stock (19186.0)	Direct
2019-09-29	Restricted Stock Units	$	M	19186	Disposed		Common Stock (19186.0)	Direct

Footnotes

F1: As reported on a Form 4 dated September 29, 2017 and filed on October 3, 2017, the Reporting Person received a grant of 64,599 Restricted Stock Units ("RSUs" or "Units") on September 29, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On September 29, 2019, the second 33% of these RSUs vested, resulting in the issuance of 21,318 shares of Mattel, Inc. Common Stock.

F2: Pursuant to the terms of the September 29, 2017 RSU grant, 10,570 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

F3: As reported on a Form 4 dated September 29, 2017 and filed on October 3, 2017, the Reporting Person received a grant of 58,140 RSUs on September 29, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On September 29, 2019, the second 33% of these RSUs vested, resulting in the issuance of 19,186 shares of Mattel, Inc. Common Stock.

F4: Pursuant to the terms of the September 29, 2017 RSU grant, 9,513 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.