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MATTEL INC /DE/ — Director's Dealing 2018
Sep 4, 2018
30976_dirs_2018-09-04_3bb32137-57cb-46eb-bfdd-52bf8900fa58.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MATTEL INC /DE/ (MAT)
CIK: 0000063276
Period of Report: 2018-08-31
Reporting Person: Eilola Michael J. (EVP&Chief Supply Chain Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-31 | Common Stock | M | 10170 | — | Acquired | 10170 | Direct |
| 2018-08-31 | Common Stock | F | 3519 | $15.43 | Disposed | 6651 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-31 | Restricted Stock Units | $ | M | 10170 | Disposed | Common Stock (10170.0) | Direct |
Footnotes
F1: As reported on a Form 3 dated January 31, 2018 and filed on February 9, 2018, the Reporting Person received a grant of 30,826 Restricted Stock Units ("RSUs" or "Units") on August 31, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 31, 2018, the first 33% of these RSUs vested, resulting in the issuance of 10,170 shares of Mattel, Inc. Common Stock.
F2: Pursuant to the terms of the August 31, 2017 RSU grant, 3,519 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.