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MATTEL INC /DE/ — Director's Dealing 2016
May 6, 2016
30976_dirs_2016-05-06_88dbce91-ea85-4af4-8b8a-3552a8256348.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MATTEL INC /DE/ (MAT)
CIK: 0000063276
Period of Report: 2016-05-05
Reporting Person: SCARBOROUGH DEAN A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-05 | Common Stock | M | 7500 | $28.83 | Acquired | 37867 | Direct |
| 2016-05-05 | Common Stock | S | 7294 | $30.56 | Disposed | 30573 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-05 | Stock Option - Right to Buy | $28.83 | M | 7500 | Disposed | 2017-05-18 | Common Stock (7500.0) | Direct |
Footnotes
F1: The Reporting Person sold the minimum number of shares to satisfy the exercise price and tax obligation and held the remaining shares acquired from the option exercise.
F2: This transaction was executed in multiple trades at prices ranging from $30.56 to $30.57. The price reported reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.