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MATTEL INC /DE/ — Director's Dealing 2016
Aug 31, 2016
30976_dirs_2016-08-31_37525ec9-2206-4877-9e70-e5d7813d5227.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MATTEL INC /DE/ (MAT)
CIK: 0000063276
Period of Report: 2016-08-30
Reporting Person: Walker Geoffrey H (EVP, Chief Strategic Tech Off)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-30 | Common Stock | M | 7128 | $21.50 | Acquired | 39348 | Direct |
| 2016-08-30 | Common Stock | S | 7128 | $33.569 | Disposed | 32220 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-30 | Employee Stock Option - Rght to Buy | $21.5 | M | 7128 | Disposed | 2020-08-02 | Common Stock (7128.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4816 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $33.56 to $33.573. The price reported reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
F2: As of August 30, 2016, the reporting person had a balance of $161,665.30 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.