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MATTEL INC /DE/ — Director's Dealing 2015
Apr 24, 2015
30976_dirs_2015-04-24_5b73e514-8068-44df-8dc9-fd1623cb5b87.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MATTEL INC /DE/ (MAT)
CIK: 0000063276
Period of Report: 2015-04-23
Reporting Person: TOPHAM HERBERT SCOTT (SVP and Corporate Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-04-23 | Common Stock | M | 7679 | $26.375 | Acquired | 9830 | Direct |
| 2015-04-23 | Common Stock | S | 7679 | $28.8837 | Disposed | 2151 | Direct |
| 2015-04-23 | Common Stock | S | 2151 | $28.8837 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-04-23 | Employee Stock Option - Rght to Buy | $26.375 | M | 7679 | Disposed | 2021-08-01 | Common Stock (7679) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1224 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $28.881 to $28.887. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
F2: As of April 23, 2015, the reporting person had a balance of $35,410.47 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.