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MATTEL INC /DE/ — Director's Dealing 2015
Oct 1, 2015
30976_dirs_2015-10-01_5ef2c9fc-9613-4035-8766-bad2bc5cff48.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MATTEL INC /DE/ (MAT)
CIK: 0000063276
Period of Report: 2015-09-30
Reporting Person: Gros Richard R (EVP, Chief HR Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-09-30 | Employee Stock Option - Right to Buy | $21.06 | A | 211039 | Acquired | 2025-09-30 | Common Stock (211039) | Direct |
| 2015-09-30 | Restricted Stock Units | $ | A | 15432 | Acquired | Common Stock (15432) | Direct | |
| 2015-09-30 | Restricted Stock Units | $ | A | 9497 | Acquired | Common Stock (9497) | Direct |
Footnotes
F1: The option was granted on September 30, 2015 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan (the "Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.
F2: The Restricted Stock Units ("RSUs" or "Units") were granted on September 30, 2015 pursuant to the Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).
F3: The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the reporting person will receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding.