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MATTEL INC /DE/ — Director's Dealing 2014
Apr 29, 2014
30976_dirs_2014-04-29_00866664-68f3-46c2-93fe-600c5295a118.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MATTEL INC /DE/ (MAT)
CIK: 0000063276
Period of Report: 2014-04-28
Reporting Person: KAYE ALAN (EVP Chief HR Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-28 | Common stock | S | 10000 | $38.2618 | Disposed | 37399 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common stock | 8079 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $38.25 to $38.285. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
F2: The Kaye Living Trust, dated March 31, 1992.
F3: As of April 28, 2014, the reporting person had a balance of $310,333.11 in the Mattel Stock Fund of Mattel's 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.