AI assistant
MATTEL INC /DE/ — Director's Dealing 2014
May 12, 2014
30976_dirs_2014-05-12_a80de222-bc60-439d-909f-9cd542365132.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MATTEL INC /DE/ (MAT)
CIK: 0000063276
Period of Report: 2014-05-09
Reporting Person: KILPIN TIMOTHY J. (EVP Global Brands Team - B&G)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-09 | Common Stock | M | 11405 | $21.50 | Acquired | 86564 | Direct |
| 2014-05-09 | Common Stock | S | 11405 | $39.4711 | Disposed | 75159 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-09 | Employee Stock Option - Right to Buy | $21.50 | M | 11405 | Disposed | 2020-08-02 | Common Stock (11405) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3221 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $39.47 to $39.475. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
F2: As of May 9, 2014, the reporting person had a balance of $126,986.61 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.