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MATTEL INC /DE/ — Director's Dealing 2014
Jun 2, 2014
30976_dirs_2014-06-02_2b3a3c76-6b76-4f48-961d-49578c61f3f3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MATTEL INC /DE/ (MAT)
CIK: 0000063276
Period of Report: 2014-05-29
Reporting Person: KAYE ALAN (EVP Chief HR Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-29 | Common Stock | M | 25000 | $17.58 | Acquired | 25000 | Direct |
| 2014-05-29 | Common Stock | S | 25000 | $38.7512 | Disposed | 0 | Direct |
| 2014-05-29 | Common Stock | S | 10000 | $38.6153 | Disposed | 17399 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-29 | Employee Stock Option - Right to Buy | $17.58 | M | 25000 | Disposed | 2019-07-31 | Common Stock (25000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8156 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $38.75 to $38.76. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
F2: This transaction was executed in multiple trades at prices ranging from $38.60 to $38.675. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
F3: The Kaye Living Trust, dated March 31, 1992.
F4: As of May 29, 2014 the reporting person had a balance of $316,467.20 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.