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MATTEL INC /DE/ — Director's Dealing 2014
Jun 2, 2014
30976_dirs_2014-06-02_de85768f-ff19-461f-b71c-e854bc4a8d63.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MATTEL INC /DE/ (MAT)
CIK: 0000063276
Period of Report: 2014-05-30
Reporting Person: SADIGH MANDANA (SVP & Corporate Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-30 | Common Stock | M | 9214 | $17.58 | Acquired | 9214 | Direct |
| 2014-05-30 | Common Stock | S | 9214 | $38.7699 | Disposed | 0 | Direct |
| 2014-05-30 | Common Stock | M | 7338 | $21.50 | Acquired | 7338 | Direct |
| 2014-05-30 | Common Stock | S | 7338 | $38.7699 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-30 | Employee Stock Option - Right to Buy | $17.58 | M | 9214 | Disposed | 2019-07-31 | Common Stock (9214) | Direct |
| 2014-05-30 | Employee Stock Option - Right to Buy | $21.50 | M | 7338 | Disposed | 2020-08-02 | Common Stock (7338) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 43554 | Indirect |
| Common Stock | 2555 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $38.751 to $38.794. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
F2: The Ahmadi Family Trust, dated January 29, 1999.
F3: As of May 30, 2014 the reporting person had a balance of $99,201.51 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.