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MATTEL INC /DE/ — Director's Dealing 2012
Feb 6, 2012
30976_dirs_2012-02-06_6914cdfb-faec-4705-9523-806d3c3c0334.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MATTEL INC /DE/ (MAT)
CIK: 0000063276
Period of Report: 2012-02-03
Reporting Person: BROTHERS ELLEN L (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-03 | Common Stock | M | 25000 | $19.43 | Acquired | 58413 | Direct |
| 2012-02-03 | Common Stock | S | 25000 | $31.5179 | Disposed | 33413 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-03 | Employee Stock Option - Right to Buy | $19.43 | M | 25000 | Disposed | 2013-07-31 | Common Stock (25000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9367 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $31.50 to $31.54. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
F2: As of February 3, 2012 the reporting person had a balance of $295,333.57 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.