AI assistant
MATTEL INC /DE/ — Director's Dealing 2012
Feb 10, 2012
30976_dirs_2012-02-10_3f5ae303-06bb-433b-85f1-ab6123cb1fb2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MATTEL INC /DE/ (MAT)
CIK: 0000063276
Period of Report: 2012-02-09
Reporting Person: KAYE ALAN (EVP Chief HR Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-09 | Common Stock | M | 37500 | $16.96 | Acquired | 37500 | Direct |
| 2012-02-09 | Common Stock | S | 37500 | $32.15 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-09 | Employee Stock Option - Right to Buy | $16.96 | M | 37500 | Disposed | 2014-04-30 | Common Stock (37500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 26314 | Indirect |
| Common Stock | 7494 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $31.15 to $31.16. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
F2: The Kaye Living Trust, dated March 31, 1992
F3: As of February 9, 2012, the reporting person had a balance of $241,241.74 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.