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MATTEL INC /DE/ — Director's Dealing 2012
Feb 17, 2012
30976_dirs_2012-02-17_6d3e199f-4782-4aad-a04c-3d87c9ca6120.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MATTEL INC /DE/ (MAT)
CIK: 0000063276
Period of Report: 2012-02-16
Reporting Person: TOPHAM HERBERT SCOTT (SVP and Corporate Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-16 | Common Stock | M | 20000 | $17.94 | Acquired | 20000 | Direct |
| 2012-02-16 | Common Stock | S | 20000 | $32.5357 | Disposed | 0 | Direct |
| 2012-02-16 | Common Stock | M | 17625 | $23.58 | Acquired | 17625 | Direct |
| 2012-02-16 | Common Stock | S | 17625 | $32.5357 | Disposed | 0 | Direct |
| 2012-02-16 | Common Stock | M | 39578 | $20.48 | Acquired | 39578 | Direct |
| 2012-02-16 | Common Stock | S | 39578 | $32.5357 | Disposed | 0 | Direct |
| 2012-02-16 | Common Stock | M | 24146 | $17.58 | Acquired | 24146 | Direct |
| 2012-02-16 | Common Stock | S | 24146 | $32.5357 | Disposed | 0 | Direct |
| 2012-02-16 | Common Stock | M | 9339 | $21.50 | Acquired | 9339 | Direct |
| 2012-02-16 | Common Stock | S | 9339 | $32.5357 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-16 | Employee Stock Option - Right to Buy | $17.94 | M | 20000 | Disposed | 2016-08-01 | Common Stock (20000) | Direct |
| 2012-02-16 | Employee Stock Option - Right to Buy | $23.58 | M | 17625 | Disposed | 2017-08-01 | Common Stock (17625) | Direct |
| 2012-02-16 | Employee Stock Option - Right to Buy | $20.48 | M | 39578 | Disposed | 2018-08-01 | Common Stock (39578) | Direct |
| 2012-02-16 | Employee Stock Option - Right to Buy | $17.58 | M | 24146 | Disposed | 2019-07-31 | Common Stock (24146) | Direct |
| 2012-02-16 | Employee Stock Option - Right to Buy | $21.50 | M | 9339 | Disposed | 2020-08-02 | Common Stock (9339) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1079 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $32.50 to $32.6025. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
F2: As of February 16, 2012, the reporting person had a balance of $35,175.66 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.