AI assistant
MATTEL INC /DE/ — Director's Dealing 2012
Apr 3, 2012
30976_dirs_2012-04-03_dd0f943a-88fe-4a02-a232-7f54fd42ceca.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MATTEL INC /DE/ (MAT)
CIK: 0000063276
Period of Report: 2012-04-02
Reporting Person: BROTHERS ELLEN L (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-04-02 | Common Stock | M | 25000 | $19.43 | Acquired | 58413 | Direct |
| 2012-04-02 | Common Stock | S | 25000 | $34.0521 | Disposed | 33413 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-04-02 | Employee Stock Option - Right to Buy | $19.43 | M | 25000 | Disposed | 2013-07-31 | Common Stock (25000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9437 | Indirect |
Footnotes
F1: The exercise occurred pursuant to a previously disclosed trading plan designed to comply with Rule 10b5-1.
F2: The sale occurred pursuant to a previously disclosed trading plan designed to comply with Rule 10b5-1.
F3: This transaction was executed in multiple trades at prices ranging from $33.62 to $34.21. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
F4: As of April 2, 2012, the reporting person had a balance of $322,092.92 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.