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MATTEL INC /DE/ — Director's Dealing 2012
Oct 18, 2012
30976_dirs_2012-10-18_e565323c-b3cd-4c1a-bfe9-db2cc3c54535.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MATTEL INC /DE/ (MAT)
CIK: 0000063276
Period of Report: 2012-10-17
Reporting Person: DEBROWSKI THOMAS (EVP Worldwide Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-17 | Common Stock | M | 100000 | $18.71 | Acquired | 164641 | Direct |
| 2012-10-17 | Common Stock | S | 100000 | $37.4942 | Disposed | 64641 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-10-17 | Employee Stock Option - Right to Buy | $18.71 | M | 100000 | Disposed | 2015-08-01 | Common Stock (100000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6182 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $37.38 to $37.60 The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
F2: As of October 17, 2012 the reporting person had a balance of $231,191.73 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.