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MATTEL INC /DE/ — Director's Dealing 2012
Oct 18, 2012
30976_dirs_2012-10-18_c0732351-b558-4cef-a658-f824c5bbc933.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MATTEL INC /DE/ (MAT)
CIK: 0000063276
Period of Report: 2012-10-17
Reporting Person: KILPIN TIMOTHY J. (EVP Global Brands Team - B&G)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-17 | Common Stock | M | 12439 | $17.58 | Acquired | 71214 | Direct |
| 2012-10-17 | Common Stock | S | 12439 | $37.5953 | Disposed | 58775 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-10-17 | Employee Stock Option - Right to Buy | $17.58 | M | 12439 | Disposed | 2019-07-31 | Common Stock (12439) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3068 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $37.56 to $37.61. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
F2: As of October 17, 2012, the reporting person had a balance of $114,750.44 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.