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MATTEL INC /DE/ — Director's Dealing 2010
Feb 18, 2010
30976_dirs_2010-02-18_fdc02ae5-667c-4985-9f39-60ee63e6e831.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MATTEL INC /DE/ (MAT)
CIK: 0000063276
Period of Report: 2010-02-16
Reporting Person: ECKERT ROBERT (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-02-16 | Common stock | M | 293411 | $11.25 | Acquired | 374786 | Direct |
| 2010-02-16 | Common stock | S | 293411 | $21.2516 | Disposed | 81375 | Direct |
| 2010-02-17 | Common stock | M | 562201 | $11.25 | Acquired | 643576 | Direct |
| 2010-02-17 | Common stock | S | 562201 | $21.3107 | Disposed | 81375 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-02-16 | Employee Stock Option - Right to Buy | $11.25 | M | 293411 | Disposed | 2010-05-16 | Common stock (293411) | Direct |
| 2010-02-17 | Employee Stock Option - Right to Buy | $11.25 | M | 562201 | Disposed | 2010-05-16 | Common stock (562201) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common stock | 5000 | Indirect |
Footnotes
F1: The exercise occurred pursuant to a previously disclosed trading plan designed to comply with Rule 10b5-1.
F2: The sale occurred pursuant to a previously disclosed trading plan designed to comply with Rule 10b5-1. The transaction was executed in multiple trades at prices ranging from $21.25 to $21.275. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: The sale occurred pursuant to a previously disclosed trading plan designed to comply with Rule 10b5-1. The transaction was executed in multiple trades at prices ranging from $21.25 to $21.4925. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F4: The Eckert Family Trust dated January 31, 2002, Robert A. Eckert and Kathleen M. Eckert, trustees.