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MATTEL INC /DE/ — Director's Dealing 2010
Feb 22, 2010
30976_dirs_2010-02-22_026ef4ec-4c3f-4618-aacb-74a8a5a4c3dd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MATTEL INC /DE/ (MAT)
CIK: 0000063276
Period of Report: 2010-02-18
Reporting Person: KAYE ALAN (Sr. VP - Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-02-18 | Common stock | M | 25000 | $11.875 | Acquired | 36420 | Direct |
| 2010-02-18 | Common stock | S | 25000 | $21.8316 | Disposed | 11420 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-02-18 | Employee Stock Option - Right to Buy | $11.875 | M | 25000 | Disposed | 2010-03-30 | Common stock (25000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common stock | 7075 | Indirect |
Footnotes
F1: The transaction was executed in multiple trades at prices ranging from $21.74 to $21.92. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: As of February 18, 2010 the reporting person had a balance of $154,950 in the Mattel Stock Fund of Mattel's 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.