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MATTEL INC /DE/ — Director's Dealing 2008
Oct 27, 2008
30976_dirs_2008-10-27_30a28e4d-4985-4303-b883-4a891b61ba73.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MATTEL INC /DE/ (MAT)
CIK: 0000063276
Period of Report: 2008-10-23
Reporting Person: KAYE ALAN (Sr. VP - Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-10-23 | Common stock | I | 1288 | $13.33 | Acquired | 5941 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-10-23 | Phantom stock | $ | I | 9532 | Acquired | Common stock (9532) | Direct |
Footnotes
F1: On October 23, 2008, Mr. Kaye transferred $18,875 into the Mattel Stock Fund of Mattel's 401(k) plan, the Personal Investment Plan (the "PIP"), from other funds in the PIP, and his balance in the Mattel Stock Fund after this transfer was $87,037. The assets in the Mattel Stock Fund include cash amounts as well as shares of Mattel common stock. The number of shares has been calculated by the plan administrator for the PIP.
F2: Each share of phantom stock is the economic equivalent of one share of Mattel common stock. Shares of phantom stock are payable in Mattel common stock following termination of the reporting person's employment with Mattel.