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Mastercard Inc — Director's Dealing 2024
Mar 19, 2024
29747_dirs_2024-03-19_08f8e7ab-48d9-4d23-9cef-aa41c50c9b4c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2024-03-15
Reporting Person: Madabhushi Venkata R (Chief Marketing Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-15 | Class A Common Stock | M | 6157 | $227.25 | Acquired | 25361.79 | Direct |
| 2024-03-15 | Class A Common Stock | M | 6326 | $290.25 | Acquired | 31687.79 | Direct |
| 2024-03-15 | Class A Common Stock | M | 3555 | $362.90 | Acquired | 35242.79 | Direct |
| 2024-03-15 | Class A Common Stock | S | 1600 | $473.8933 | Disposed | 33642.79 | Direct |
| 2024-03-15 | Class A Common Stock | S | 5495 | $474.885 | Disposed | 28147.79 | Direct |
| 2024-03-15 | Class A Common Stock | S | 6278 | $475.583 | Disposed | 21869.79 | Direct |
| 2024-03-15 | Class A Common Stock | S | 1655 | $476.88 | Disposed | 20214.79 | Direct |
| 2024-03-15 | Class A Common Stock | S | 1007 | $477.846 | Disposed | 19207.79 | Direct |
| 2024-03-15 | Class A Common Stock | S | 3 | $478.47 | Disposed | 19204.79 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-03-15 | Employee Stock Option (right to buy) | $227.25 | M | 6157 | Disposed | 2029-03-01 | Class A Common Stock (6157) | Direct |
| 2024-03-15 | Employee Stock Option (right to buy) | $290.25 | M | 6326 | Disposed | 2030-03-01 | Class A Common Stock (6326) | Direct |
| 2024-03-15 | Employee Stock Option (right ro buy) | $362.80 | M | 3555 | Disposed | 2031-03-01 | Class A Common Stock (3555) | Direct |
Footnotes
F1: The transaction was effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on November 28, 2023.
F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $473.3 to $474.24 The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $474.32 to $475.31. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F4: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $475.32 to $476.26. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F5: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $476.37 to $477.23. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F6: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $477.4 to $478.31. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F7: The reporting person was awarded 15,084 employee stock options on March 1, 2019, which had fully vested.
F8: The reporting person was awarded 6,326 employee stock options on March 1, 2020, which had fully vested.
F9: The reporting person was awarded 4,908 employee stock options on March 1, 2021, which had fully vested.