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Mastercard Inc — Director's Dealing 2023
Jan 10, 2023
29747_dirs_2023-01-10_8baa88d0-3583-4300-a15a-b478ebfcbebf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2023-01-09
Reporting Person: Bhalla Ajay (President Cyber & Intelligence)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-09 | Class A Common Stock | M | 14200 | $51.83 | Acquired | 17605.249 | Direct |
| 2023-01-09 | Class A Common Stock | S | 13100 | $371.221 | Disposed | 4505.249 | Direct |
| 2023-01-09 | Class A Common Stock | S | 300 | $371.9204 | Disposed | 4205.249 | Direct |
| 2023-01-09 | Class A Common Stock | S | 800 | $372.87 | Disposed | 3405.249 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-09 | Employee Stock Option (right to buy) | $51.83 | M | 14200 | Disposed | 2023-03-01 | Class A Common Stock (14200.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 119127 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on September 14, 2022.
F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $370.70 to $371.64. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $371.72 to $372.06. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F4: The shares are directly held by a family-owned company, controlled by the reporting person.
F5: The reporting person was awarded 14,200 employee stock options on March 1, 2013, which had fully vested.