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Mastercard Inc — Director's Dealing 2023
Jan 30, 2023
29747_dirs_2023-01-30_27e5bb66-6696-45a2-8ac9-515ab1c79aca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2023-01-27
Reporting Person: Miebach Michael (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-27 | Class A Common Stock | M | 17052 | $112.31 | Acquired | 52595.948 | Direct |
| 2023-01-27 | Class A Common Stock | S | 2021 | $373.9086 | Disposed | 50574.948 | Direct |
| 2023-01-27 | Class A Common Stock | S | 2905 | $375.0519 | Disposed | 47669.948 | Direct |
| 2023-01-27 | Class A Common Stock | S | 4368 | $375.9934 | Disposed | 43301.948 | Direct |
| 2023-01-27 | Class A Common Stock | S | 3699 | $376.932 | Disposed | 39602.948 | Direct |
| 2023-01-27 | Class A Common Stock | S | 2059 | $378.0643 | Disposed | 37543.948 | Direct |
| 2023-01-27 | Class A Common Stock | S | 1500 | $379.0299 | Disposed | 36043.948 | Direct |
| 2023-01-27 | Class A Common Stock | S | 500 | $380.218 | Disposed | 35543.948 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-27 | Employee Stock Option (right to buy) | $112.31 | M | 17052 | Disposed | 2027-03-01 | Class A Common Stock (17052.0) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on November 29, 2022.
F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $373.40 to $374.32. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $374.49 to $375.44. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F4: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $375.50 to $376.49. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F5: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $376.54 to $377.32. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F6: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $377.56 to $378.49. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F7: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $378.67 to $379.58. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F8: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $379.83 to $380.50. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F9: The reporting person was awarded 47,104 employee stock options on March 1, 2017, which had fully vested.