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Mastercard Inc — Director's Dealing 2023
Jan 30, 2023
29747_dirs_2023-01-30_8ba60fd7-4f15-4dc0-8322-fa5509379a50.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2023-01-27
Reporting Person: McLaughlin Edward Grunde (President & CTO, MA Tech)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-27 | Class A Common Stock | M | 20000 | $90.10 | Acquired | 41579.396 | Direct |
| 2023-01-27 | Class A Common Stock | S | 2856 | $373.8062 | Disposed | 38723.396 | Direct |
| 2023-01-27 | Class A Common Stock | S | 4939 | $374.9968 | Disposed | 33784.396 | Direct |
| 2023-01-27 | Class A Common Stock | S | 6102 | $375.9603 | Disposed | 27682.396 | Direct |
| 2023-01-27 | Class A Common Stock | S | 2914 | $376.9071 | Disposed | 24768.396 | Direct |
| 2023-01-27 | Class A Common Stock | S | 1619 | $377.944 | Disposed | 23149.396 | Direct |
| 2023-01-27 | Class A Common Stock | S | 800 | $378.9178 | Disposed | 22349.396 | Direct |
| 2023-01-27 | Class A Common Stock | S | 770 | $380.1013 | Disposed | 21579.396 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-27 | Employee Stock Option (right to buy) | $90.1 | M | 20000 | Disposed | 2026-03-01 | Class A Common Stock (20000.0) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on November 16, 2022.
F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $373.41 to $374.37. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $374.46 to $375.45. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F4: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $375.47 to $376.46. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F5: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $376.47 to $377.32. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F6: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $377.50 to $378.42. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F7: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $378.50 to $379.40. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F8: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $379.58 to $380.50. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F9: The reporting person was awarded 26,912 employee stock options on March 1, 2016, which had fully vested.