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Mastercard Inc — Director's Dealing 2023
Feb 28, 2023
29747_dirs_2023-02-28_00d7e212-0a9d-456c-b4d1-4a6ab8161e4b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2023-02-27
Reporting Person: Ling Hai (Co-President, Intl Markets)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-27 | Class A Common Stock | M | 8220 | $51.83 | Acquired | 34716.249 | Direct |
| 2023-02-27 | Class A Common Stock | S | 3020 | $355.5796 | Disposed | 31696.249 | Direct |
| 2023-02-27 | Class A Common Stock | S | 3100 | $356.3341 | Disposed | 28596.249 | Direct |
| 2023-02-27 | Class A Common Stock | S | 2000 | $357.2939 | Disposed | 26596.249 | Direct |
| 2023-02-27 | Class A Common Stock | S | 100 | $357.99 | Disposed | 26496.249 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-27 | Employee Stock Option (right to buy) | $51.83 | M | 8220 | Disposed | 2023-03-01 | Class A Common Stock (8220.0) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on November 11, 2021.
F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $354.93 to $355.90. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $355.93 to $356.88. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F4: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $356.93 to $357.69. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F5: The reporting person was awarded 10,960 employee stock options on March 1, 2013, which had fully vested.