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Mastercard Inc — Director's Dealing 2023
Mar 3, 2023
29747_dirs_2023-03-03_9a8948a4-f971-4493-8987-c85ebdea2d0c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2023-03-01
Reporting Person: Froman Michael B. G. (V Chair & Pres Strategic Grwth)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-01 | Class A Common Stock | F | 1012 | $352.35 | Disposed | 7477 | Direct |
| 2023-03-01 | Class A Common Stock | A | 3435 | — | Acquired | 10912 | Direct |
| 2023-03-01 | Class A Common Stock | A | 2613 | — | Acquired | 13525 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-01 | Employee Stock Option (right to buy) | $353.5 | A | 9739 | Acquired | 2033-03-01 | Class A Common Stock (9739.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 2384 | Indirect |
Footnotes
F1: Represents withholding of shares to pay tax liability incident to the vesting of restricted stock units.
F2: On May 16, 2022 the reporting person transferred 2,445 shares of Class A Common Stock to his personal account from his Grantor Retained Annuity Trust (GRAT). The transaction was part of routine financial management and was exempt from reporting.
F3: Award of restricted stock units that will vest in three (3) equal annual installments beginning March 1, 2024.
F4: Represents earned performance stock units granted on March 1, 2020 that contained performance-vesting requirements. The award was fully earned and vested on March 1, 2023, but will settle on March 1, 2024.
F5: The employee stock options vest in three (3) equal annual installments beginning March 1, 2024.