AI assistant
Mastercard Inc — Director's Dealing 2023
May 4, 2023
29747_dirs_2023-05-04_0acdd60d-5eb4-4328-8304-a143049695fa.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2023-05-02
Reporting Person: Murphy Timothy H (Chief Administrative Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-02 | Class A Common Stock | M | 26400 | $227.25 | Acquired | 66680.063 | Direct |
| 2023-05-02 | Class A Common Stock | S | 4300 | $371.74 | Disposed | 62380.063 | Direct |
| 2023-05-02 | Class A Common Stock | S | 5096 | $372.54 | Disposed | 57284.063 | Direct |
| 2023-05-02 | Class A Common Stock | S | 2089 | $373.57 | Disposed | 55195.063 | Direct |
| 2023-05-02 | Class A Common Stock | S | 3059 | $374.72 | Disposed | 52136.063 | Direct |
| 2023-05-02 | Class A Common Stock | S | 6309 | $375.77 | Disposed | 45827.063 | Direct |
| 2023-05-02 | Class A Common Stock | S | 5347 | $376.49 | Disposed | 40480.063 | Direct |
| 2023-05-02 | Class A Common Stock | S | 1217 | $377.92 | Disposed | 39263.063 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-02 | Employee Stock Option (right to buy) | $227.25 | M | 26400 | Disposed | 2029-03-01 | Class A Common Stock (26400) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 1000 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on January 27, 2023.
F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $371.13 to $372.12. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $372.14 to $373.11. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F4: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $373.16 to $374.10. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F5: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $374.17 to $375.14. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F6: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $375.20 to $376.19. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F7: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $376.21 to $377.06. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F8: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $377.77 to $378.69. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F9: The reporting person previously reported shares held by a child that are no longer deemed to be beneficially owned by the reporting person.
F10: The reporting person was awarded 26,400 employee stock options on March 1, 2019, which had fully vested.