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Mastercard Inc — Director's Dealing 2023
Jun 14, 2023
29747_dirs_2023-06-14_b69f1970-db26-40b2-9d92-4a9d2a0e828f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2023-06-13
Reporting Person: Seshadri Raj (President, Data & Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-13 | Class A Common Stock | M | 3664 | $112.31 | Acquired | 16328.33 | Direct |
| 2023-06-13 | Class A Common Stock | S | 1215 | $370.6858 | Disposed | 15113.33 | Direct |
| 2023-06-13 | Class A Common Stock | S | 391 | $371.4944 | Disposed | 14722.33 | Direct |
| 2023-06-13 | Class A Common Stock | S | 1200 | $372.735 | Disposed | 13522.33 | Direct |
| 2023-06-13 | Class A Common Stock | S | 445 | $373.8453 | Disposed | 13077.33 | Direct |
| 2023-06-13 | Class A Common Stock | S | 1700 | $375.2641 | Disposed | 11377.33 | Direct |
| 2023-06-13 | Class A Common Stock | S | 213 | $376.4615 | Disposed | 11164.33 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-06-13 | Employee Stock Option (right to buy) | $112.31 | M | 3664 | Disposed | 2027-03-01 | Class A Common Stock (3664) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 14, 2023.
F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $370.06 to $371.04. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $371.08 to $371.90. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F4: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $372.18 to $373.09. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F5: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $373.47 to $374.23. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F6: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $374.71 to $375.31. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F7: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $376.10 to $376.66. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F8: The reporting person was awarded 17,664 employee stock options on March 1, 2017, which had fully vested.