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Mastercard Inc — Director's Dealing 2023
Aug 3, 2023
29747_dirs_2023-08-03_dcd0173a-1eef-4997-b1e9-f0600e2be27b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2023-08-02
Reporting Person: Murphy Timothy H (Chief Administrative Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-02 | Class A Common Stock | M | 7380 | $173.49 | Acquired | 46643.063 | Direct |
| 2023-08-02 | Class A Common Stock | S | 2233 | $390.2734 | Disposed | 44410.063 | Direct |
| 2023-08-02 | Class A Common Stock | S | 4147 | $391.2485 | Disposed | 40263.063 | Direct |
| 2023-08-02 | Class A Common Stock | S | 700 | $392.2886 | Disposed | 39563.063 | Direct |
| 2023-08-02 | Class A Common Stock | S | 300 | $393.13 | Disposed | 39263.063 | Direct |
| 2023-08-02 | Class A Common Stock | S | 128 | $393.88 | Disposed | 39135.063 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-08-02 | Employee Stock Option (right to buy) | $173.49 | M | 7380 | Disposed | 2028-03-01 | Class A Common Stock (7380) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 1000 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 3, 2023.
F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $389.77 to $390.57. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $390.77 to $391.73. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F4: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $391.84 to $392.76. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F5: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $392.87 to $393.26. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F6: The reporting person was awarded 29,340 employee stock options on March 1, 2018, which had fully vested.