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Mastercard Inc — Director's Dealing 2023
Aug 3, 2023
29747_dirs_2023-08-03_e9ee82a3-7df8-4c59-8c63-dfef8c9e3120.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2023-08-01
Reporting Person: SACHIN J. MEHRA (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-01 | Class A Common Stock | M | 10838 | $90.10 | Acquired | 31545.146 | Direct |
| 2023-08-01 | Class A Common Stock | S | 6044 | $393.7488 | Disposed | 25501.146 | Direct |
| 2023-08-01 | Class A Common Stock | S | 2400 | $394.1988 | Disposed | 23101.146 | Direct |
| 2023-08-01 | Class A Common Stock | S | 1000 | $395.288 | Disposed | 22101.146 | Direct |
| 2023-08-01 | Class A Common Stock | S | 1200 | $396.755 | Disposed | 20901.146 | Direct |
| 2023-08-01 | Class A Common Stock | S | 194 | $397.1552 | Disposed | 20707.146 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-08-01 | Employee Stock Option (right to buy) | $90.10 | M | 10838 | Disposed | 2026-03-01 | Class A Common Stock (10838) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 1, 2023.
F2: This transaction was executed in multiple trades at prices ranging from $392.83 to $393.78. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $393.87 to $394.82. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $394.88 to $395.87. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $396.13 to $397.12. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $397.15 to $397.16. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: The reporting person was awarded 12,108 employee stock options on March 1, 2016, which had fully vested.