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Mastercard Inc — Director's Dealing 2023
Aug 30, 2023
29747_dirs_2023-08-30_464d72d1-e4e6-462a-bd22-6ef8de84bfb3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2023-08-28
Reporting Person: Ling Hai (Co-President, Intl Markets)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-28 | Class A Common Stock | M | 3324 | $77.72 | Acquired | 30870.249 | Direct |
| 2023-08-28 | Class A Common Stock | S | 3324 | $405.2289 | Disposed | 27546.249 | Direct |
| 2023-08-29 | Class A Common Stock | M | 3324 | $77.72 | Acquired | 30870.249 | Direct |
| 2023-08-29 | Class A Common Stock | S | 13293 | $410.0642 | Disposed | 17577.249 | Direct |
| 2023-08-30 | Class A Common Stock | M | 3324 | $77.72 | Acquired | 20901.249 | Direct |
| 2023-08-30 | Class A Common Stock | S | 3324 | $415 | Disposed | 17577.249 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-08-28 | Employee Stock Option (right to buy) | $77.72 | M | 3324 | Disposed | 2024-03-01 | Class A Common Stock (3324) | Direct |
| 2023-08-29 | Employee Stock Option (right to buy) | $77.72 | M | 3324 | Disposed | 2024-03-01 | Class A Common Stock (3324) | Direct |
| 2023-08-30 | Employee Stock Option (right to buy) | $77.72 | M | 3324 | Disposed | 2024-03-01 | Class A Common Stock (3324) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on January 27, 2023.
F2: This transaction was executed in multiple trades at prices ranging from $405.00 to $405.45. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $410.00 to $410.35. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: The reporting person was awarded 9,972 employee stock options on March 1, 2014, which had fully vested.