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Mastercard Inc — Director's Dealing 2023
Sep 5, 2023
29747_dirs_2023-09-05_9e667571-bc3a-4b20-863b-0fa08ad3f612.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2023-09-01
Reporting Person: SACHIN J. MEHRA (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-09-01 | Class A Common Stock | M | 6000 | $112.31 | Acquired | 26707.146 | Direct |
| 2023-09-01 | Class A Common Stock | S | 2100 | $412.9134 | Disposed | 24607.146 | Direct |
| 2023-09-01 | Class A Common Stock | S | 3600 | $413.99 | Disposed | 21007.146 | Direct |
| 2023-09-01 | Class A Common Stock | S | 300 | $414.6833 | Disposed | 20707.146 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-09-01 | Employee Stock Option (right to buy) | $112.31 | M | 6000 | Disposed | 2027-03-01 | Class A Common Stock (6000) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 1, 2023.
F2: This transaction was executed in multiple trades at prices ranging from $412.49 to $413.19. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $413.54 to $414.31. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $414.64 to $414.74. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: The reporting person was awarded 11,776 employee stock options on March 1, 2017, which had fully vested.