Mastercard Inc — Director's Dealing 2023

Sep 18, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2023-09-14

Reporting Person: Bhalla Ajay (President Cyber & Intelligence)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-09-14	Class A Common Stock	M	4000	$77.72	Acquired	10235.249	Direct
2023-09-14	Class A Common Stock	S	500	$411.35	Disposed	9735.249	Direct
2023-09-14	Class A Common Stock	S	1500	$412.676	Disposed	8235.249	Direct
2023-09-14	Class A Common Stock	S	1415	$413.359	Disposed	6820.249	Direct
2023-09-14	Class A Common Stock	S	500	$414.726	Disposed	6320.249	Direct
2023-09-14	Class A Common Stock	S	85	$418.64	Disposed	6235.249	Direct
2023-09-15	Class A Common Stock	M	4000	$77.72	Acquired	10235.249	Direct
2023-09-15	Class A Common Stock	S	3368	$411.8606	Disposed	6867.249	Direct
2023-09-15	Class A Common Stock	S	33	$413.59	Disposed	6834.249	Direct
2023-09-15	Class A Common Stock	S	533	$415.9164	Disposed	6301.249	Direct
2023-09-15	Class A Common Stock	S	66	$416.865	Disposed	6235.249	Direct
2023-09-18	Class A Common Stock	M	4000	$77.72	Acquired	10235.249	Direct
2023-09-18	Class A Common Stock	S	4000	$413.88	Disposed	6235.249	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-09-14	Employee Stock Option (right to buy)	$77.72	M	4000	Disposed	2024-03-01	Class A Common Stock (4000)	Direct
2023-09-15	Employee Stock Option (right to buy)	$77.72	M	4000	Disposed	2024-03-01	Class A Common Stock (4000)	Direct
2023-09-18	Employee Stock Option (right to buy)	$77.72	M	4000	Disposed	2024-03-01	Class A Common Stock (4000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	119127	Indirect

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on June 15, 2023.

F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $410.78 to $411.54. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

F3: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $412.05 to $413.02. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

F4: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $413.07 to $413.69. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

F5: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $414.56 to $414.89. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

F6: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $411.86 to $411.92. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

F7: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $415.41 to $416.21. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

F8: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $416.48 to $417.25. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

F9: The shares are directly held by a family-owned company, controlled by the reporting person.

F10: The reporting person was awarded 13,996 employee stock options on March 1, 2014, which had fully vested.