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Mastercard Inc — Director's Dealing 2023
Sep 21, 2023
29747_dirs_2023-09-21_95b63eb2-68c0-4049-94d5-49bb00cf2811.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2023-09-19
Reporting Person: Bhalla Ajay (President Cyber & Intelligence)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-09-19 | Class A Common Stock | M | 1996 | $77.72 | Acquired | 8231.249 | Direct |
| 2023-09-19 | Class A Common Stock | M | 2004 | $90.13 | Acquired | 10235.249 | Direct |
| 2023-09-19 | Class A Common Stock | S | 4000 | $416.96 | Disposed | 6235.249 | Direct |
| 2023-09-20 | Class A Common Stock | M | 2093 | $90.13 | Acquired | 8328.249 | Direct |
| 2023-09-20 | Class A Common Stock | S | 2093 | $415 | Disposed | 6235.249 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-09-19 | Employee Stock Option (right to buy) | $77.72 | M | 1996 | Disposed | 2024-03-01 | Class A Common Stock (1996) | Direct |
| 2023-09-19 | Employee Stock Option (right to buy) | $90.13 | M | 2004 | Disposed | 2025-03-01 | Class A Common Stock (2004) | Direct |
| 2023-09-20 | Employee Stock Option (right to buy) | $90.13 | M | 2093 | Disposed | 2025-03-01 | Class A Common Stock (2093) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 119127 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on June 15, 2023.
F2: The shares are directly held by a family-owned company, controlled by the reporting person.
F3: The reporting person was awarded 13,996 employee stock options on March 1, 2014, which had fully vested.
F4: The reporting person was awarded 12,292 employee stock options on March 1, 2015, which had fully vested.