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Mastercard Inc — Director's Dealing 2023
Oct 3, 2023
29747_dirs_2023-10-03_7d86182e-651a-4aa5-84f7-cf5531001ac3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2023-09-29
Reporting Person: Murphy Timothy H (Chief Administrative Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-09-29 | Class A Common Stock | M | 7291 | $173.49 | Acquired | 46426.063 | Direct |
| 2023-09-29 | Class A Common Stock | S | 1500 | $394.9593 | Disposed | 44926.063 | Direct |
| 2023-09-29 | Class A Common Stock | S | 2236 | $395.9114 | Disposed | 42690.063 | Direct |
| 2023-09-29 | Class A Common Stock | S | 1050 | $397.1424 | Disposed | 41640.063 | Direct |
| 2023-09-29 | Class A Common Stock | S | 1105 | $399.1564 | Disposed | 40535.063 | Direct |
| 2023-09-29 | Class A Common Stock | S | 1100 | $399.8273 | Disposed | 39435.063 | Direct |
| 2023-09-29 | Class A Common Stock | S | 200 | $400.81 | Disposed | 39235.063 | Direct |
| 2023-09-29 | Class A Common Stock | S | 228 | $401.9642 | Disposed | 39007.063 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-09-29 | Employee Stock Option (right to buy) | $173.49 | M | 7291 | Disposed | 2028-03-01 | Class A Common Stock (7291) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 1000 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 3, 2023.
F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $394.40 to $395.39. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $395.40 to $396.36. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F4: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $396.63 to $397.52. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F5: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $398.54 to $399.52. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F6: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $399.58 to $400.29. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F7: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $400.77 to $400.85. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F8: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $401.88 to $402.03. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F9: The reporting person was awarded 29,340 employee stock options on March 1, 2018, which had fully vested.