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Mastercard Inc — Director's Dealing 2021
Jan 11, 2021
29747_dirs_2021-01-11_a89f42b9-3fc6-4e86-be45-c6d3e70ebe79.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2021-01-08
Reporting Person: McLaughlin Edward Grunde (President, Operations & Tech)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-08 | Class A Common Stock | M | 7258 | $90.13 | Acquired | 38447.396 | Direct |
| 2021-01-08 | Class A Common Stock | S | 7258 | $350.213 | Disposed | 31189.396 | Direct |
| 2021-01-08 | Class A Common Stock | S | 5990 | $351.36 | Disposed | 25199.396 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-08 | Employee Stock Option (right ro buy) | $90.13 | M | 7258 | Disposed | 2025-03-01 | Class A Common Stock (7258.0) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on November 24, 2020.
F2: This transaction was executed in multiple trades at prices ranging from $350.00 to $350.57. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The reporting person was awarded 18,076 employee stock options on March 1, 2015, which had fully vested.