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Mastercard Inc — Director's Dealing 2021
Feb 12, 2021
29747_dirs_2021-02-12_e878f726-e33f-45c3-bbb1-28976469fdd7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2021-02-11
Reporting Person: Caldart Gilberto (President, International)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-11 | Class A Common Stock | M | 7000 | $90.10 | Acquired | 8572 | Direct |
| 2021-02-11 | Class A Common Stock | S | 7000 | $345.50 | Disposed | 1572 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-11 | Employee Stock Option (right ro buy) | $90.1 | M | 7000 | Disposed | 2026-03-01 | Class A Common Stock (7000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 58288.80 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on December 14, 2020.
F2: The shares are directly held by a family-owned company, controlled by the reporting person.
F3: The reporting person was awarded 21,528 employee stock options on March 1, 2016, of which 7,000 remain and are fully vested.