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Mastercard Inc Director's Dealing 2021

Mar 9, 2021

29747_dirs_2021-03-09_20dc89ca-8cc7-423c-a7ef-2ca63f201bbf.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2021-03-08

Reporting Person: Bhalla Ajay (President Cyber & Intelligence)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-08 Class A Common Stock M 5120 $42.043 Acquired 9282.249 Direct
2021-03-08 Class A Common Stock S 3000 $370.4741 Disposed 6282.249 Direct
2021-03-08 Class A Common Stock S 2120 $380 Disposed 4162.249 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-08 Employee Stock Option (right to buy) $42.043 M 5120 Disposed 2022-03-01 Class A Common Stock (5120.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 116658 Indirect

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on August 21, 2020.

F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $370.00 to $370.99. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

F3: The shares are directly held by a family-owned company, controlled by the reporting person.

F4: The reporting person was awarded 10,120 employee stock options on March 1, 2012, which had fully vested.