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Mastercard Inc — Director's Dealing 2021
Mar 9, 2021
29747_dirs_2021-03-09_20dc89ca-8cc7-423c-a7ef-2ca63f201bbf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2021-03-08
Reporting Person: Bhalla Ajay (President Cyber & Intelligence)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-08 | Class A Common Stock | M | 5120 | $42.043 | Acquired | 9282.249 | Direct |
| 2021-03-08 | Class A Common Stock | S | 3000 | $370.4741 | Disposed | 6282.249 | Direct |
| 2021-03-08 | Class A Common Stock | S | 2120 | $380 | Disposed | 4162.249 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-08 | Employee Stock Option (right to buy) | $42.043 | M | 5120 | Disposed | 2022-03-01 | Class A Common Stock (5120.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 116658 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on August 21, 2020.
F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $370.00 to $370.99. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: The shares are directly held by a family-owned company, controlled by the reporting person.
F4: The reporting person was awarded 10,120 employee stock options on March 1, 2012, which had fully vested.