Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Mastercard Inc Director's Dealing 2021

Mar 16, 2021

29747_dirs_2021-03-16_6c7296d6-abce-4aa1-91a5-52ef7e9d952d.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2021-03-15

Reporting Person: Murphy Timothy H (General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-15 Class A Common Stock M 47104 $112.31 Acquired 83112.063 Direct
2021-03-15 Class A Common Stock S 7655 $379.2593 Disposed 75457.063 Direct
2021-03-15 Class A Common Stock S 9589 $380.1025 Disposed 65868.063 Direct
2021-03-15 Class A Common Stock S 17337 $381.1305 Disposed 48531.063 Direct
2021-03-15 Class A Common Stock S 7667 $382.0216 Disposed 40864.063 Direct
2021-03-15 Class A Common Stock S 2019 $382.9328 Disposed 38845.063 Direct
2021-03-15 Class A Common Stock S 800 $384.3309 Disposed 38045.063 Direct
2021-03-15 Class A Common Stock S 2227 $385.4412 Disposed 35818.063 Direct
2021-03-15 Class A Common Stock S 1824 $386.4937 Disposed 33994.063 Direct
2021-03-15 Class A Common Stock S 800 $387.295 Disposed 33194.063 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-15 Employee Stock Option (right to buy) $112.31 M 47104 Disposed 2027-03-01 Class A Common Stock (47104.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 1000 Indirect
Class A Common Stock 1000 Indirect

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on January 29, 2021.

F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $378.6400 to $379.6300. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

F3: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $379.6400 to $380.6300. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

F4: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $380.6500 to $381.6400. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

F5: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $381.6500 to $382.6300. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

F6: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $382.6600 to $383.5500. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

F7: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $383.9300 to $384.8500. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

F8: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $384.9700 to $385.9300. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

F9: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $385.9900 to $386.9700. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

F10: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $387.0000 to $387.9000. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

F11: The reporting person was awarded 47,104 employee stock options on March 1, 2017, which had fully vested.