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Mastercard Inc — Director's Dealing 2021
Mar 16, 2021
29747_dirs_2021-03-16_6c7296d6-abce-4aa1-91a5-52ef7e9d952d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2021-03-15
Reporting Person: Murphy Timothy H (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-15 | Class A Common Stock | M | 47104 | $112.31 | Acquired | 83112.063 | Direct |
| 2021-03-15 | Class A Common Stock | S | 7655 | $379.2593 | Disposed | 75457.063 | Direct |
| 2021-03-15 | Class A Common Stock | S | 9589 | $380.1025 | Disposed | 65868.063 | Direct |
| 2021-03-15 | Class A Common Stock | S | 17337 | $381.1305 | Disposed | 48531.063 | Direct |
| 2021-03-15 | Class A Common Stock | S | 7667 | $382.0216 | Disposed | 40864.063 | Direct |
| 2021-03-15 | Class A Common Stock | S | 2019 | $382.9328 | Disposed | 38845.063 | Direct |
| 2021-03-15 | Class A Common Stock | S | 800 | $384.3309 | Disposed | 38045.063 | Direct |
| 2021-03-15 | Class A Common Stock | S | 2227 | $385.4412 | Disposed | 35818.063 | Direct |
| 2021-03-15 | Class A Common Stock | S | 1824 | $386.4937 | Disposed | 33994.063 | Direct |
| 2021-03-15 | Class A Common Stock | S | 800 | $387.295 | Disposed | 33194.063 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-15 | Employee Stock Option (right to buy) | $112.31 | M | 47104 | Disposed | 2027-03-01 | Class A Common Stock (47104.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 1000 | Indirect |
| Class A Common Stock | 1000 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on January 29, 2021.
F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $378.6400 to $379.6300. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $379.6400 to $380.6300. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F4: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $380.6500 to $381.6400. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F5: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $381.6500 to $382.6300. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F6: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $382.6600 to $383.5500. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F7: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $383.9300 to $384.8500. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F8: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $384.9700 to $385.9300. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F9: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $385.9900 to $386.9700. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F10: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $387.0000 to $387.9000. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F11: The reporting person was awarded 47,104 employee stock options on March 1, 2017, which had fully vested.