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Mastercard Inc — Director's Dealing 2021
Apr 13, 2021
29747_dirs_2021-04-13_809f5618-4e70-4488-bbaa-fd9733f7b749.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2021-04-12
Reporting Person: Stanton Kevin (Chief Transformation Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-12 | Class A Common Stock | M | 14800 | $90.10 | Acquired | 31091.528 | Direct |
| 2021-04-12 | Class A Common Stock | M | 12567 | $112.31 | Acquired | 43658.528 | Direct |
| 2021-04-12 | Class A Common Stock | S | 7784 | $376.6923 | Disposed | 35874.528 | Direct |
| 2021-04-12 | Class A Common Stock | S | 10257 | $377.6308 | Disposed | 25617.528 | Direct |
| 2021-04-12 | Class A Common Stock | S | 3336 | $378.7518 | Disposed | 22281.528 | Direct |
| 2021-04-12 | Class A Common Stock | S | 5975 | $379.6074 | Disposed | 16306.528 | Direct |
| 2021-04-12 | Class A Common Stock | S | 1700 | $380.6147 | Disposed | 14606.528 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-12 | Employee Stock Option (right to buy) | $90.1 | M | 14800 | Disposed | 2026-03-01 | Class A Common Stock (14800.0) | Direct |
| 2021-04-12 | Employee Stock Option (right to buy) | $112.31 | M | 12567 | Disposed | 2027-03-01 | Class A Common Stock (12567.0) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on February 23, 2021.
F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $376.1600 to $377.1500 The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $377.1700 to $378.0800 The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F4: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $378.1900 to $379.1800 The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F5: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $379.1900 to $380.1800. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F6: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $380.3300 to $380.9200 The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F7: The reporting person was awarded 29,600 employee stock options on March 1, 2016, which had fully vested.
F8: The reporting person was awarded 31,796 employee stock options on March 1, 2017, of which 19,229 remain and are fully vested.