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Mastercard Inc Director's Dealing 2021

Apr 13, 2021

29747_dirs_2021-04-13_809f5618-4e70-4488-bbaa-fd9733f7b749.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2021-04-12

Reporting Person: Stanton Kevin (Chief Transformation Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-04-12 Class A Common Stock M 14800 $90.10 Acquired 31091.528 Direct
2021-04-12 Class A Common Stock M 12567 $112.31 Acquired 43658.528 Direct
2021-04-12 Class A Common Stock S 7784 $376.6923 Disposed 35874.528 Direct
2021-04-12 Class A Common Stock S 10257 $377.6308 Disposed 25617.528 Direct
2021-04-12 Class A Common Stock S 3336 $378.7518 Disposed 22281.528 Direct
2021-04-12 Class A Common Stock S 5975 $379.6074 Disposed 16306.528 Direct
2021-04-12 Class A Common Stock S 1700 $380.6147 Disposed 14606.528 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-04-12 Employee Stock Option (right to buy) $90.1 M 14800 Disposed 2026-03-01 Class A Common Stock (14800.0) Direct
2021-04-12 Employee Stock Option (right to buy) $112.31 M 12567 Disposed 2027-03-01 Class A Common Stock (12567.0) Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on February 23, 2021.

F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $376.1600 to $377.1500 The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

F3: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $377.1700 to $378.0800 The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

F4: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $378.1900 to $379.1800 The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

F5: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $379.1900 to $380.1800. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

F6: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $380.3300 to $380.9200 The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

F7: The reporting person was awarded 29,600 employee stock options on March 1, 2016, which had fully vested.

F8: The reporting person was awarded 31,796 employee stock options on March 1, 2017, of which 19,229 remain and are fully vested.