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Mastercard Inc — Director's Dealing 2021
May 3, 2021
29747_dirs_2021-05-03_dada1090-717a-4f8d-a61b-e8c979956da8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2021-04-30
Reporting Person: Seshadri Raj (President, Data & Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-30 | Class A Common Stock | M | 7000 | $112.31 | Acquired | 16202.33 | Direct |
| 2021-04-30 | Class A Common Stock | S | 200 | $375.98 | Disposed | 16002.33 | Direct |
| 2021-04-30 | Class A Common Stock | S | 400 | $378.175 | Disposed | 15602.33 | Direct |
| 2021-04-30 | Class A Common Stock | S | 606 | $379.7074 | Disposed | 14996.33 | Direct |
| 2021-04-30 | Class A Common Stock | S | 600 | $380.2667 | Disposed | 14396.33 | Direct |
| 2021-04-30 | Class A Common Stock | S | 2284 | $381.9256 | Disposed | 12112.33 | Direct |
| 2021-04-30 | Class A Common Stock | S | 2710 | $382.9533 | Disposed | 9402.33 | Direct |
| 2021-04-30 | Class A Common Stock | S | 200 | $383.67 | Disposed | 9202.33 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-30 | Employee Stock Option (right to buy) | $112.31 | M | 7000 | Disposed | 2027-03-01 | Class A Common Stock (7000.0) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 11, 2021.
F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $377.74 to $378.62. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $379.11 to $380.05. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F4: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $380.12 to $380.54. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F5: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $381.46 to $382.42. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F6: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $382.52 to $383.35. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F7: The reporting person was awarded 17,664 employee stock options on March 1, 2017, which had fully vested.