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Mastercard Inc — Director's Dealing 2021
May 3, 2021
29747_dirs_2021-05-03_6a9b1309-e39f-444b-a24d-4aad98aa7dae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2021-04-30
Reporting Person: Vosburg Craig (Chief Product Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-30 | Class A Common Stock | M | 10000 | $90.10 | Acquired | 50448.824 | Direct |
| 2021-04-30 | Class A Common Stock | S | 400 | $376.4425 | Disposed | 50048.824 | Direct |
| 2021-04-30 | Class A Common Stock | S | 300 | $377.42 | Disposed | 49748.824 | Direct |
| 2021-04-30 | Class A Common Stock | S | 600 | $379.1267 | Disposed | 49148.824 | Direct |
| 2021-04-30 | Class A Common Stock | S | 1177 | $380.0561 | Disposed | 47971.824 | Direct |
| 2021-04-30 | Class A Common Stock | S | 1080 | $381.1248 | Disposed | 46891.824 | Direct |
| 2021-04-30 | Class A Common Stock | S | 3444 | $382.5154 | Disposed | 43447.824 | Direct |
| 2021-04-30 | Class A Common Stock | S | 2999 | $383.2727 | Disposed | 40448.824 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-30 | Employee Stock Option (right to buy) | $90.1 | M | 10000 | Disposed | 2026-03-01 | Class A Common Stock (10000.0) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 15, 2021.
F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $375.94 to $376.66. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $377.41 to $377.44. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F4: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $378.63 to $379.51. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F5: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $379.74 to $380.65. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F6: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $380.76 to $381.60. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F7: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $381.95 to $382.93. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F8: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $382.95 to $383.70. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F9: The reporting person was awarded 40,368 employee stock options on March 1, 2016, which had fully vested.